Robert
Chaffin

Stifel, Nicolaus & Company, Inc

CRD#1032122
Investment Advisor
in San Diego, CA
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About this Advisor

Robert Chaffin is a certified financial planner who is based in San Diego, California. Currently an investment advisor at Stifel, Nicolaus & Company, Inc, Chaffin has 11 years of professional experience in the financial advisory industry. Chaffin holds Series 63 and Series 65 licenses, designating the advisor as both a securities agent and an investment advisor representative. Chaffin can operate based out of California and Texas. Their career trajectory has included roles at Morgan Stanley Smith Barney, Morgan Stanley, Morgan Stanley Private Bank, National Association and Stifel Nicolaus & Co Inc. Stifel, Nicolaus & Company, Inc is headquartered in San Diego, California, and operates out of 362 additional offices throughout the nation. As a company, Stifel, Nicolaus & Company, Inc oversees $72 billion in assets throughout 188,394 accounts and employs more than 5,570 people. The firm's total assets under management places it among the biggest financial advisory firms in the nation. The firm manages 123,069 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 24% of the advisory firm's customers are high-net-worth individuals, meaning they have more than $1 million in capital. Stifel, Nicolaus & Company, Inc offers portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm may charge clients asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

No

Office Location

16870 West Bernardo Drive Suite 150
San Diego, CA 92127

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$74,649,055,670

CA Average: $11,469,110,461
Total Number of Employees

5,746

CA Average: 458
Total Number of Accounts

216,315

CA Average: 33,415
Average Account Size

$345,094

CA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Robert Chaffin Work History

Robert has 11 years of experience.

2015 - Present (4 years)

Stifel Nicolaus & Co Inc

2015 - 2015 (< 1 year)

Morgan Stanley Private Bank, National Association

2009 - 2015 (6 years)

Morgan Stanley Smith Barney

2007 - 2015 (8 years)

Morgan Stanley

Disclosures

Robert Chaffin has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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