Robert
Fleming
Golden State Wealth Management, LLC
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About this Advisor
Robert Fleming is a certified financial planner based in San Diego, California. Fleming is on the advisory team at Golden State Wealth Management, LLC. The advisor has gained experience at Cetera Advisor Networks LLC and Lpl Financial. Fleming has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to operate in Arizona, California, Colorado, Oregon and Washington. Golden State Wealth Management, LLC is a registered investment business that has its headquarters in Santa Ana, CA. The firm has offices in 34 locations and a total of 79 advisors. It controls $1 billion in assets across its 5,682 accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm provides financial advisory services to 10 charities and foundations. Of its 5,682 accounts, 37% are associated with high-net-worth clients who have at least $1 million in assets available to invest. The firm performs a broad range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial advisory fee schedules typically depend on the type of financial services provided. However, fees charged by Golden State Wealth Management, LLC most likely include asset-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Golden State Wealth Management, LLC Brokerage Details
$1,415,233,203
79
5,682
$249,073
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Robert Fleming Work History
Robert has been registered as a financial advisor for 0 years.*
Lpl Financial
Cetera Advisor Networks LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Robert Fleming to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Golden State Wealth Management, LLC
Granite Bay, CA
San Diego, CA
Santa Ana, CA
Santa Ana, CA
Santa Ana, CA
Santa Ana, CA
Calabasas, CA
Santa Ana, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
