Robert
Ham

E*Trade Capital Management, LLC

CRD#6006825
Investment Advisor
in Los Angeles, CA
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About this Advisor

Robert Ham is a certified financial planner based in Los Angeles, California, who has been in the industry for 31 years. Ham currently works for E*Trade Capital Management, LLC. Their career trajectory has included roles at E*Trade Capital Management LLC, Glaxosmithkline Pharmaceuticals, Edward Jones, Td Ameritrade, Inc and E*Trade Securities LLC. Ham holds a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in California. E*Trade Capital Management, LLC is a registered investment company based out of Los Angeles, California. It handles $5 billion in assets under management across its 29,958 customer accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The advisory firm provides a number of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters and educational seminars. Financial management fee schedules typically vary depending on which services are provided. However, fees billed by E*Trade Capital Management, LLC typically consist of asset-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

31 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets

Disclosures

No

Office Location

11713 Gorham Avenue
Los Angeles, CA 90049

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E*Trade Capital Management, LLC Brokerage Details

Total Assets Under Management

$5,673,424,781

CA Average: $7,464,549,021
Total Number of Accounts

35,265

CA Average: 3,892
Average Account Size

$160,880

CA Average: $1,917,921

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Robert Ham Work History

Robert has 31 years of experience.

2016 - Present (3 years)

E*Trade Capital Management LLC

2016 - Present (3 years)

E*Trade Securities LLC

2013 - 2016 (3 years)

Td Ameritrade, Inc

2011 - 2012 (1 year)

Edward Jones

1987 - 2010 (23 years)

Glaxosmithkline Pharmaceuticals

Disclosures

Robert Ham has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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