Robert
Villaflor

Sprott Asset Management Usa Inc

CRD#2202057
Investment Advisor
in Carlsbad, CA

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About this Advisor

Robert Villaflor is a financial advisor based in Carlsbad, California with a total of 7 years of industry experience. Villaflor currently works for Sprott Asset Management Usa Inc. Throughout their career, they have worked at Regal Discount Securities, Inc and Sprott Global Resource Investments LTD. Villaflor maintains Series 63 and Series 66 licenses, which qualify them as a securities agent, and is able to serve investors in California. Sprott Asset Management Usa Inc is a financial advisory company operating out of Carlsbad, CA. The firm has offices in two locations and a total of 45 advisors. It controls $2 billion in assets between its 2,574 client accounts, making it one of the biggest firms in the nation by assets under management. The firm serves eight charities and foundations. Of its 2,574 customer accounts, just 5% are held by high-net-worth clients who have greater than $1 million in assets available to invest. The firm has a number of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles and portfolio management for institutional clients. Fees for financial management usually are based on which service is provided. Fees charged by Sprott Asset Management Usa Inc likely are comprised of asset-based and performance-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

7 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

1910 Palomar Point Way Suite 200
Carlsbad, CA 92008

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Sprott Asset Management Usa Inc Brokerage Details

Total Assets Under Management

$1,992,662,723

CA Average: $7,578,581,321
Total Number of Employees

45

CA Average: 43
Total Number of Accounts

2,574

CA Average: 3,727
Average Account Size

$774,150

CA Average: $2,033,427

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

Robert Villaflor Work History

Robert has been registered as a financial advisor for 7 years.*

2015 - Present (9 years)

Sprott Global Resource Investments LTD

1993 - 2015 (22 years)

Regal Discount Securities, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Robert Villaflor to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Sprott Asset Management Usa Inc

Blake Soto
Carlsbad, CA
Anthony Bevilaqua
Carlsbad, CA
Victoria Shorkey
Carlsbad, CA
Samuel Broom
Carlsbad, CA
John Barker
Carlsbad, CA
Edward Bonner
Carlsbad, CA
Thomas Ulrich
Carlsbad, CA
Jessica Randhawa
Carlsbad, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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