Ronald
Schwartz

Frontline Capital, LLC

CRD#1053497
Investment Advisor
in Los Angeles, CA

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About this Advisor

Ronald Schwartz is an investment advisor whose office is in Los Angeles, California. Currently a registered investment advisor with Frontline Capital, LLC, they have accumulated 19 years of practice as a financial advisor. Schwartz maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative. Schwartz can work with customers based out of California. Schwartz has gained experience at Wells Fargo Investments, LLC and Wells Fargo Advisors LLC. Frontline Capital, LLC is headquartered in Los Angeles, California. As an advisory firm, Frontline Capital, LLC oversees $20 million in assets throughout four accounts and employs one person on staff. The firm's total assets under management places it among the smaller investment advisory firms in the country. All of the firm's accounts are managed on a discretionary basis, in which the advisor has the authority to make all investment decisions. None of the advisor firm's 4 clients are considered high-net-worth individuals, who are defined as investors who have greater than $1 million in investable assets. Frontline Capital, LLC can offer portfolio management for individuals and small businesses. The firm's fees may include asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

19 years

Services Offered

Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets

Disclosures

Yes

Office Location

Los Angeles, CA

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Frontline Capital, LLC Brokerage Details

Total Assets Under Management

$20,000,000

CA Average: $7,578,581,321
Total Number of Employees

1

CA Average: 43
Total Number of Accounts

4

CA Average: 3,727
Average Account Size

$5,000,000

CA Average: $2,033,427

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses

Ronald Schwartz Work History

Ronald has 19 years of experience.

2011 - Present (10 years)

Wells Fargo Advisors LLC

2001 - 2011 (10 years)

Wells Fargo Investments, LLC

Disclosures

Ronald Schwartz has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Frontline Capital, LLC

Ronald Schwartz
Los Angeles, CA

This content was compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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