Samuel
Ortiz

Avantax Advisory Services

CRD#3002229
Investment Advisor
in Irving, TX

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About this Advisor

Samuel Ortiz is a financial advisor working in Irving, Texas who has 4 years of industry experience. Ortiz is on the advisory team at Avantax Advisory Services. Over the course of their career, Ortiz has held roles at Samuel V. Ortiz, Jr., Accountancy Corp, 1St Global Capital Corp, 1St Global Advisors, Inc, Avantax Advisory Services, Avantax Investment Services, Inc and Avantax Insurance Services, Inc. Ortiz has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to work in California. Avantax Advisory Services is a registered investment business based in Coppell, TX. The investment advisory business has offices in 1,514 locations and a total of 2,433 employees. It handles $31 billion in total assets among its 123,393 customer accounts, placing it among the largest firms in the United States by assets under management. Of its 123,393 customer accounts, just 6% are held by high-net-worth clients who have greater than $1 million in assets available to invest. Avantax Advisory Services performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Fees charged by financial advisors usually are based on the services provided. Fees billed by Avantax Advisory Services most likely include asset-based, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Others

Office Location

6333 North State Highway 161 4Th Floor
Irving, TX 75038

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Avantax Advisory Services Brokerage Details

Total Assets Under Management

$30,968,246,116

TX Average: $3,042,739,679
Total Number of Employees

2,433

TX Average: 49
Total Number of Accounts

123,393

TX Average: 2,315
Average Account Size

$250,972

TX Average: $1,314,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Samuel Ortiz Work History

Samuel has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Avantax Advisory Services

2019 - Present (5 years)

Avantax Investment Services, Inc

2005 - Present (19 years)

Avantax Insurance Services, Inc

1999 - Present (25 years)

Samuel V. Ortiz, Jr., Accountancy Corp

1999 - 2019 (20 years)

1St Global Advisors, Inc

1998 - 2019 (21 years)

1St Global Capital Corp

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Samuel Ortiz to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Avantax Advisory Services

Annie Fruge
Irving, TX
James Boyd
Wilmington, DE
Gabriel Sandler
Ann Arbor, MI
Andrew Smith
Gadsden, AL
Rosa Rosales
Irving, TX
Shane Ellingson
Irving, TX
Neil Nowitzke
Ann Arbor, MI
Denissia Gordon
Dallas, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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