Samuel
Schwartz

Fidelity Personal And Workplace Advisors

CRD#5301470
Investment Advisor
in Los Angeles, CA
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About this Advisor

Samuel Schwartz is a certified financial planner based in Los Angeles, California, who has been in the industry for 11 years. Schwartz is on the advisory team at Fidelity Personal And Workplace Advisors. Schwartz has gained experience at Charles Schwab Bank, Charles Schwab & Co., Inc and Fidelity Brokerage Services LLC. Schwartz holds a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can advise clients in California. Fidelity Personal And Workplace Advisors is a business headquartered in Los Angeles, California. The firm has offices in 25 locations and a total of 6,485 financial advisors. It controls $345 billion in total assets between its 858,130 client accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm provides services to seven charities and foundations. Of its 858,130 accounts, 68% belong to high-net-worth investors who have more than $1 million in assets available to invest. Fidelity Personal And Workplace Advisors offers a wide assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Fees charged by financial advisors usually vary depending on the type of financial services provided. However, fee types billed by Fidelity Personal And Workplace Advisors likely include asset-based, fixed and other fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees

Disclosures

No

Office Location

2000 Avenue Of The Stars North Tower
Los Angeles, CA 90067

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Fidelity Personal And Workplace Advisors Brokerage Details

Total Assets Under Management

$338,001,104,173

CA Average: $16,012,751,954
Total Number of Employees

6,722

CA Average: 118
Total Number of Accounts

914,878

CA Average: 4,567
Average Account Size

$369,449

CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Samuel Schwartz Work History

Samuel has 11 years of experience.

2018 - Present (1 years)

Fidelity Brokerage Services LLC

2007 - 2018 (11 years)

Charles Schwab Bank

2007 - 2018 (11 years)

Charles Schwab & Co., Inc

Disclosures

Samuel Schwartz has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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