Santos
Arias-Heredia
Regency Investment Advisors Inc
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About this Advisor
Santos Arias-Heredia is a financial advisor based out of Fresno, California with 1 year of industry experience. Arias-Heredia is an advisor for Regency Investment Advisors Inc. Arias-Heredia has gained experience at Regency Investment Advisors, Inc, Olam (Ofi), Ruiz Foods, Inc and California State University-Fresno. Arias-Heredia holds a Series 65 license, certifying them as an investment advisor representative, and is registered to work in California. Regency Investment Advisors Inc is a company that has its headquarters in Fresno, CA. It oversees $679 million in assets under management across its 1,632 client accounts, making it one of the larger investment advisory firms in the nation by assets under management. The firm provides financial advice to 18 charities and foundations. Of its 1,632 accounts, 18% are associated with high-net-worth investors who have greater than $1 million in assets. The advisory firm offers a wide array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and educational seminars. A financial advisor's fee schedules typically are based on which services are offered. Fee types billed by Regency Investment Advisors Inc can include some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Regency Investment Advisors Inc Brokerage Details
$678,917,833
14
1,632
$416,004
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Educational seminars/workshops
Santos Arias-Heredia Work History
Santos has been registered as a financial advisor for 1 years.*
Regency Investment Advisors, Inc
Olam (Ofi)
Ruiz Foods, Inc
California State University-Fresno
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Santos Arias-Heredia to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Regency Investment Advisors Inc
Fresno, CA
Fresno, CA
Fresno, CA
Fresno, CA
Fresno, CA
Fresno, CA
Fresno, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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