Seth
Rolle

Ameriprise Financial Services, Inc

CRD#1444483
Investment Advisor
in Arcadia, CA
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About this Advisor

Seth Rolle is a financial advisor based in Arcadia, California, who has 13 years of professional experience. Rolle works at Ameriprise Financial Services, Inc. They have been with Ameriprise Financial Services, Inc for their entire career. Rolle maintains Series 63 and Series 66 licenses, designating them as a securities broker, and is able to advise clients in California. Ameriprise Financial Services, Inc is a company that has its headquarters in Arcadia, California. The company has offices in 161 locations and a total of 13,020 employees. It controls $244 billion in assets between its 1,268,997 client accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm provides services to 1,420 charities and foundations. Of its 1,268,997 customer accounts, just 3% are associated with high-net-worth individuals who have at least $1 million in assets available to invest. The firm offers a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. A financial advisor's fees depend on which service is provided. Fees charged by Ameriprise Financial Services, Inc may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

Yes

Office Location

41 E Foothill Blvd Ste 202
Arcadia, CA 91006

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Ameriprise Financial Services, Inc Brokerage Details

Total Assets Under Management

$248,321,915,989

CA Average: $5,289,111,388
Total Number of Employees

13,718

CA Average: 157
Total Number of Accounts

1,393,263

CA Average: 8,262
Average Account Size

$178,230

CA Average: $640,173

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Seth Rolle Work History

Seth has 13 years of experience.

2005 - Present (14 years)

Ameriprise Financial Services, Inc

Disclosures

Seth Rolle has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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