Seth
Schwartz

Kcd Financial, Inc

CRD#2366063
Investment Advisor
in San Diego, CA
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About this Advisor

Seth Schwartz is an investment advisor whose office is in San Diego, California. Currently a registered investment advisor with Kcd Financial, Inc, Schwartz has 10 years of practice as a registered advisor. Schwartz holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative. Schwartz is registered to advise investors in California. Throughout their career, they have worked at Emerald Connect, LLC A Broadridge Company, Self, Turner Capital Investments, LLC, Kcd Financial, Inc, Warner Beck Inc and Centara Capital Management Group. Kcd Financial, Inc is based out of San Diego, California, and has 16 additional offices in the country. Overall, Kcd Financial, Inc oversees $55 million in assets dispersed across 293 client accounts and employs more than 44 people. The level of assets currently under the firm's management makes it one of the smaller firms in the nation. None of the advisory firm's 293 clients are regarded as high-net-worth individuals, who are defined as investors who have greater than $1 million in investable assets. Kcd Financial, Inc can offer financial planning services, portfolio management for individuals and small businesses and selection of other advisers. The firm's fees may include asset-based, hourly and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Others

Disclosures

No

Office Location

15050 Avenue Of Science Suite 200
San Diego, CA 92128

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Kcd Financial, Inc Brokerage Details

Total Assets Under Management

$83,242,519

CA Average: $2,826,565,184
Total Number of Employees

53

CA Average: 43
Total Number of Accounts

400

CA Average: 1,898
Average Account Size

$208,106

CA Average: $1,489,234

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Seth Schwartz Work History

Seth has 10 years of experience.

2010 - Present (9 years)

Turner Capital Investments, LLC

2010 - Present (9 years)

Kcd Financial, Inc

2008 - Present (11 years)

Emerald Connect, LLC A Broadridge Company

2008 - Present (11 years)

Self

2014 - 2014 (< 1 year)

Centara Capital Management Group

2008 - 2010 (2 years)

Warner Beck Inc

Disclosures

Seth Schwartz has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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