Stephen
Kwan

Madison Avenue Securities, LLC

CRD#3183681
Investment Advisor
in San Diego, CA
Are you Stephen Kwan? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Stephen Kwan is a certified financial planner whose office is in San Diego, California. Currently a registered advisor at Madison Avenue Securities, LLC, they have gathered 17 years of work experience. Kwan maintains Series 63 and Series 65 licenses, certifying the advisor as both a securities agent and an investment advisor representative. Kwan can work with clients based out of Texas. Their career trajectory has included roles at Insight Wealth Management, Madison Avenue Securities, Inc, Madison Avenue Advisors, Inc, Chandler Financial Group, Inc and Stephen Y. Kwan, Cpa. Madison Avenue Securities, LLC is based out of San Diego, California, and operates out of 69 additional brick-and-mortar locations throughout the United States. In total, Madison Avenue Securities, LLC manages $785 million in assets across 5,938 accounts and employs more than 106 people. The amount of assets the firm manages makes it one of the bigger investment advisory firms in the country. The firm manages 1,496 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. None of the advisor firm's 5,938 clients are deemed high-net-worth individuals, who are defined as investors who have greater than $1 million in capital. Madison Avenue Securities, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

17 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

15050 Avenue Of Science Suite 150
San Diego, CA 92128

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Madison Avenue Securities, LLC Brokerage Details

Total Assets Under Management

$894,092,673

CA Average: $7,578,581,321
Total Number of Employees

100

CA Average: 43
Total Number of Accounts

6,339

CA Average: 3,727
Average Account Size

$141,046

CA Average: $2,033,427

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Stephen Kwan Work History

Stephen has 17 years of experience.

2010 - Present (9 years)

Chandler Financial Group, Inc

2009 - Present (10 years)

Madison Avenue Securities, Inc

2006 - Present (13 years)

Madison Avenue Securities, Inc

2005 - Present (14 years)

Stephen Y. Kwan, Cpa

2006 - 2009 (3 years)

Madison Avenue Advisors, Inc

2001 - 2011 (10 years)

Insight Wealth Management

Disclosures

Stephen Kwan has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started