Steven
Sakata

Wells Fargo Clearing Services, LLC

CRD#2922724
Investment Advisor
in Los Angeles, CA
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About this Advisor

Steven Sakata is a certified financial planner who works in Los Angeles, California, with a total of 16 years of financial industry experience. Sakata is an employee of Wells Fargo Clearing Services, LLC. During their career, the advisor has held roles at Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc, Morgan Stanley Smith Barney and Morgan Stanley Private Bank, National Association. Sakata holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to operate in California. Wells Fargo Clearing Services, LLC is a business operating in Los Angeles, California. It has offices in 6,557 locations and a total of 26,409 financial advisors. It manages $473 billion in total assets among its 1,432,715 accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm advises 6,248 charitable organizations. Of its 1,432,715 customer accounts, 39% belong to high-net-worth clients who have more than $1 million in assets. The advisory firm offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial advisory fees largely are based on the type of services. Fees billed by Wells Fargo Clearing Services, LLC most likely include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

707 Wilshire Blvd 52Nd and 53Rd Fls [Lg-Rbo]
Los Angeles, CA 90017

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

CA Average: $11,469,110,461
Total Number of Employees

26,352

CA Average: 458
Total Number of Accounts

1,434,106

CA Average: 33,415
Average Account Size

$302,067

CA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Steven Sakata Work History

Steven has 16 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2015 - 2016 (1 year)

Morgan Stanley Private Bank, National Association

2009 - 2015 (6 years)

Morgan Stanley Smith Barney

2002 - 2009 (7 years)

Citigroup Global Markets Inc

Disclosures

Steven Sakata has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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