Steven
Sicher

Wells Fargo Clearing Services, LLC

CRD#2792918
Investment Advisor
in Los Angeles, CA
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About this Advisor

Steven Sicher is a certified financial planner whose office is in Los Angeles, California. Currently a registered investment advisor with Wells Fargo Clearing Services, LLC, Sicher has 10 years of professional experience as a financial advisor. Sicher maintains Series 63 and Series 65 licenses, which qualify the advisor as both a securities agent and an investment advisor representative. Sicher is able to advise investors in California. Over the course of their career, Sicher has held roles at Ubs Financial Services Inc, Wells Fargo Clearing Services, LLC and Wells Fargo Advisors, LLC. Wells Fargo Clearing Services, LLC is located in Los Angeles, California, and has 6,557 other locations across the nation. In aggregate, Wells Fargo Clearing Services, LLC manages $473 billion in assets throughout 1,432,715 accounts and employs more than 26,409 people. The level of assets currently under the firm's management makes it one of the largest firms in the nation. The firm manages 1,046,418 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. Currently 39% of the advisory firm's clients are high-net-worth individuals, meaning they have more than $1 million in investable assets. Wells Fargo Clearing Services, LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

707 Wilshire Blvd 52Nd and 53Rd Fls [Lg-Rbo]
Los Angeles, CA 90017

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

CA Average: $11,469,110,461
Total Number of Employees

26,352

CA Average: 458
Total Number of Accounts

1,434,106

CA Average: 33,415
Average Account Size

$302,067

CA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Steven Sicher Work History

Steven has 10 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2016 - 2016 (< 1 year)

Wells Fargo Advisors, LLC

2008 - 2016 (8 years)

Ubs Financial Services Inc

Disclosures

Steven Sicher has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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