Steven
Walraven
Compound Advisers, Inc
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About this Advisor
Steven Walraven is a chartered financial analyst who works out of Malibu, California with 2 years of relevant experience. Walraven is an advisor for Compound Advisers, Inc. Throughout their career, Walraven has worked at Rochdale Investment Management, Rim Securities, Massmutual Life Insurance Company, Mml Investors Services, LLC, Lenox Advisors, Inc and Compound Advisers, Inc. Walraven has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to operate in California. Compound Advisers, Inc is a financial advisory firm that has its headquarters in San Francisco, CA. The company has a total of 55 employees. It handles $317 million in assets across its 339 accounts, placing it among the mid-sized financial advisory firms in the nation by assets under management. Of its 339 accounts, 42% are held by high-net-worth clients who have at least $1 million in assets. Compound Advisers, Inc offers a diverse range of services, such as financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters and educational seminars. A financial advisor's fee schedules typically are based on which services the firm provides the client. Fee types billed by Compound Advisers, Inc likely consist of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Compound Advisers, Inc Brokerage Details
$316,852,631
55
339
$934,669
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Steven Walraven Work History
Steven has been registered as a financial advisor for 2 years.*
Compound Advisers, Inc
Massmutual Life Insurance Company
Mml Investors Services, LLC
Lenox Advisors, Inc
Rochdale Investment Management
Rim Securities
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Steven Walraven to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Compound Advisers, Inc
San Francisco, CA
Malibu, CA
San Francisco, CA
Boonton, NJ
Oakland, CA
San Francisco, CA
San Francisco, CA
San Francisco, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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