Lpl Financial LLC
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About this Advisor
Susan Palay is a financial advisor who works out of Carlsbad, California, who has been in the industry for 16 years. Palay works at Lpl Financial LLC. They have spent the entirety of their career at Lpl Financial Llc. Palay maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to serve investors in California. Lpl Financial LLC is a registered investment firm that has its headquarters in Carlsbad, California. The investment advisory business has offices in 8,011 locations and a total of 22,703 people on staff. It controls $153 billion in assets under management across its 680,466 accounts, placing it among the biggest firms in the United States by assets under management. The firm serves 899 charitable organizations. Of its 680,466 accounts, 23% are held by high-net-worth clients who have more than $1 million in assets. The firm provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management depend on which services the firm provides the client. Fee types charged by Lpl Financial LLC likely are comprised of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Lpl Financial LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Susan Palay Work History
Susan has 16 years of experience.
Lpl Financial LLC
Susan Palay has no disclosures.
Please visit their SEC profile for more details.