Susan
Palay

Lpl Financial LLC

CRD#2909145
Investment Advisor
in Carlsbad, CA
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About this Advisor

Susan Palay is a financial advisor who works out of Carlsbad, California, who has been in the industry for 16 years. Palay works at Lpl Financial LLC. They have spent the entirety of their career at Lpl Financial Llc. Palay maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to serve investors in California. Lpl Financial LLC is a registered investment firm that has its headquarters in Carlsbad, California. The investment advisory business has offices in 8,011 locations and a total of 22,703 people on staff. It controls $153 billion in assets under management across its 680,466 accounts, placing it among the biggest firms in the United States by assets under management. The firm serves 899 charitable organizations. Of its 680,466 accounts, 23% are held by high-net-worth clients who have more than $1 million in assets. The firm provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management depend on which services the firm provides the client. Fee types charged by Lpl Financial LLC likely are comprised of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

Carlsbad, CA

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$159,099,423,965

CA Average: $16,012,751,954
Total Number of Employees

22,790

CA Average: 118
Total Number of Accounts

786,525

CA Average: 4,567
Average Account Size

$202,281

CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Susan Palay Work History

Susan has 16 years of experience.

2002 - Present (17 years)

Lpl Financial LLC

Disclosures

Susan Palay has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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