Susan
Palay

Lpl Financial LLC

CRD#2909145
Investment Advisor
in Carlsbad, CA

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About this Advisor

Susan Palay is an advisor located in Carlsbad, California. Currently a registered financial advisor with Lpl Financial LLC, Palay has 17 years of experience as a registered advisor. Palay has a Series 66 license, which designates the advisor as both a securities agent and an investment advisor representative. Palay is able to work with customers in California. Palay has spent their entire career at Lpl Financial LLC. Lpl Financial LLC is located in Carlsbad, California, and has 9,519 additional brick-and-mortar locations throughout the country. As an advisory firm, Lpl Financial LLC manages $159 billion in assets dispersed across 786,525 client accounts and retains more than 22,790 people. The level of assets currently under the firm's management places it among the biggest firms in the nation. The firm manages 774,496 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 27% of the advisory firm's investors are high-net-worth individuals, meaning they have more than $1 million in investable assets. Lpl Financial LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

18 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

Carlsbad, CA

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$159,099,423,965

CA Average: $16,012,751,954
Total Number of Employees

22,790

CA Average: 118
Total Number of Accounts

786,525

CA Average: 4,567
Average Account Size

$202,281

CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Susan Palay Work History

Susan has 18 years of experience.

2002 - Present (18 years)

Lpl Financial LLC

Disclosures

Susan Palay has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Jonathan Staiman
New York, NY
Franklin Borders
Charlotte, NC
Daniel Fowler
Pampa, TX
Mark Tonelli
Denver, CO
Steven Justice
San Diego, CA
Christopher Kemp
San Diego, CA

This content was compiled from the SEC and FINRA.

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