Thomas
Hall

Proequities, Inc

CRD#2300688
Investment Advisor
in Carlsbad, CA
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About this Advisor

Thomas Hall is a certified financial planner who works in Carlsbad, California, who has 11 years of work experience. Hall is an advisor for Proequities, Inc. Throughout their career, Hall has worked at Axa Distributors, LLC, Protective Life and Proequities, Inc. Hall holds a Series 63 license, qualifying them as a securities agent, and is registered to operate in California. Proequities, Inc is a registered investment business headquartered in Carlsbad, California. The company has offices in 351 locations and a total of 1,609 people on staff. It has $3 billion in assets between its 19,959 client accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm advises five charitable organizations. Of its 19,959 client accounts, just 5% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. The advisory firm performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fees vary depending on the type of services offered. However, fees charged by Proequities, Inc can include any blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

Carlsbad, CA

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Proequities, Inc Brokerage Details

Total Assets Under Management

$3,378,639,075

CA Average: $1,620,585,161
Total Number of Employees

1,464

CA Average: 52
Total Number of Accounts

20,857

CA Average: 1,560
Average Account Size

$161,991

CA Average: $1,038,837

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Thomas Hall Work History

Thomas has 11 years of experience.

2009 - Present (10 years)

Protective Life

2009 - Present (10 years)

Proequities, Inc

2007 - 2008 (1 year)

Axa Distributors, LLC

Disclosures

Thomas Hall has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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