Thomas
Hammann

Principal Global Investors

CRD#6245806
Investment Advisor
in Folsom, CA

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About this Advisor

Thomas Hammann is a financial advisor operating in Folsom, California, who has been in the industry for 15 years. Hammann currently works for Principal Global Investors. During their career, Hammann has held roles at Sugar Bowl Ski Corporation, Rbc Captial Markets, LLC, University Of Nevada, Reno, Morgan Stanley, Morgan Stanley Private Bank, National Association and Principal Funds Distributor. Hammann has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in California. Principal Global Investors is a financial advisory firm that has its headquarters in Folsom, California. The investment advisory business has offices in six locations and a total of 1,776 people on staff. It handles $296 billion in total assets between its 16,121 accounts, placing it among the biggest firms in the nation by assets under management. The firm advises 356 charities and foundations. Of its 16,121 client accounts, 48% are held by high-net-worth clients who have greater than $1 million in assets available to invest. The business provides a wide set of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, educational seminars and other services. Fees charged by financial advisors largely are based on which services are offered. However, fees charged by Principal Global Investors may include any blend of asset-based, fixed, performance-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

16 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees, Others

Disclosures

No

Office Location

620 Coolidge Dr Ste 300
Folsom, CA 95630

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Principal Global Investors Brokerage Details

Total Assets Under Management

$295,981,292,788

CA Average: $9,259,360,772
Total Number of Employees

1,776

CA Average: 166
Total Number of Accounts

16,121

CA Average: 7,189
Average Account Size

$18,359,983

CA Average: $1,287,990

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Thomas Hammann Work History

Thomas has 16 years of experience.

2015 - Present (5 years)

Principal Funds Distributor

2015 - 2015 (< 1 year)

Morgan Stanley Private Bank, National Association

2014 - 2015 (1 year)

Morgan Stanley

2013 - 2014 (1 year)

Rbc Captial Markets, LLC

2008 - 2013 (5 years)

University Of Nevada, Reno

2004 - 2013 (9 years)

Sugar Bowl Ski Corporation

Disclosures

Thomas Hammann has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Principal Global Investors

Kenneth Burd
New York, NY
Brandon Miller
Des Moines, IA
Nicholas Coppola
Chicago, IL
Beau Hillger
Des Moines, IA
Christopher Goehring
Des Moines, IA
Mark Nelson
Des Moines, IA
Robert Nodar
Glen Allen, VA
Kishor Bhatia
Des Moines, IA

This content was compiled from the SEC and FINRA.

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