Thomas
Mcauliffe
Heritage Wealth Management, LLC
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About this Advisor
Thomas Mcauliffe is a financial advisor operating out of Phoenix, Arizona who has 3 years of industry experience. Mcauliffe works at Heritage Wealth Management, LLC. Throughout their career, they have worked at Lpl Financial LLC, Advisor Resource Council (Formerly: 360 Wealth Management, LLC) and Heritage Wealth Management, LLC. Mcauliffe has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to advise clients in California, Colorado and New York. Heritage Wealth Management, LLC is an advisory firm based in Phoenix, AZ. The company has offices in five locations and a total of 28 employees. It oversees $545 million in assets under management between its 807 customer accounts, placing it among the bigger investment advisory firms in the country by assets under management. Of its 807 customer accounts, 20% are held by high-net-worth individuals who have greater than $1 million in assets available to invest. Heritage Wealth Management, LLC has a number of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. A financial advisor's fees typically vary depending on which service is provided. Fees billed by Heritage Wealth Management, LLC can be comprised of some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Heritage Wealth Management, LLC Brokerage Details
$545,050,946
28
807
$675,404
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
Thomas Mcauliffe Work History
Thomas has been registered as a financial advisor for 3 years.*
Heritage Wealth Management, LLC
Advisor Resource Council (Formerly: 360 Wealth Management, LLC)
Lpl Financial LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Thomas Mcauliffe to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Heritage Wealth Management, LLC
Phoenix, AZ
Phoenix, AZ
Georgetown, TX
Clovis, CA
Phoenix, AZ
Phoenix, AZ
Phoenix, AZ
Phoenix, AZ
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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