Thomas
Morgan

Mml Investors Services, LLC

CRD#5762520
Investment Advisor
in Newport Beach, CA

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About this Advisor

Thomas Morgan is an investment advisor who lives in Newport Beach, California. Currently an advisor at Mml Investors Services, LLC, Morgan has 10 years of professional experience as a financial advisor. Morgan maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative. Morgan can work with investors based out of California. Morgan has gained experience at Trilogy Financial Services, National Planning Corporation, Trilogy Capital, Inc, Lpl Financial LLC, Massmutual Life Insurance Company and Mml Investors Services, LLC. Mml Investors Services, LLC is based out of Newport Beach, California, and has 1,335 additional offices throughout the United States. Overall, Mml Investors Services, LLC oversees $40 billion in assets dispersed across 206,878 client accounts and employs more than 7,471 people. The amount of assets the firm manages places it among the largest financial advisory firms in the nation. The firm manages 64,820 accounts on a discretionary basis, in which the advisor makes all of the buying and selling decisions on the client's behalf. None of the advisory firm's 206,878 clients are considered high-net-worth individuals, who are defined as investors who have more than $1 million in capital. Mml Investors Services, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm may charge clients asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

Yes

Office Location

4695 Macarthur Court Suite 1000
Newport Beach, CA 92660

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Mml Investors Services, LLC Brokerage Details

Total Assets Under Management

$39,563,066,947

CA Average: $16,012,751,954
Total Number of Employees

7,471

CA Average: 118
Total Number of Accounts

206,878

CA Average: 4,567
Average Account Size

$191,239

CA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Thomas Morgan Work History

Thomas has 10 years of experience.

2018 - Present (4 years)

Massmutual Life Insurance Company

2018 - Present (4 years)

Mml Investors Services, LLC

2017 - 2018 (1 year)

Lpl Financial LLC

2016 - 2018 (2 years)

Trilogy Capital, Inc

2010 - 2018 (8 years)

Trilogy Financial Services

2010 - 2017 (7 years)

National Planning Corporation

Disclosures

Thomas Morgan has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Mml Investors Services, LLC

Kayla Moore
Kansas City, MO
Ryan Clarke
Greenvale, NY
Ryan Galloway
Newtown Square, PA
Samuel Eppy
Fort Lauderdale, FL
Christopher Nunn
Roseville, CA
Jesus Jaramillo
Scottsdale, AZ
Philip Insley
Hunt Valley, MD
John Jordan
Madison, MS

The content in this profile was updated on 08/06/2020, using data compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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