Wente
Kao

Transamerica Financial Advisors, Inc

CRD#5486534
Investment Advisor
in Arcadia, CA
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About this Advisor

Wente Kao is a financial advisor working out of Arcadia, California, who has been in the financial industry for 15 years. Kao currently works for Transamerica Financial Advisors, Inc. During their career, the advisor has held roles at World Group Securities, Inc, World Financial Group, Samsung Semiconductor, Inc, Investment Advisors International, Inc, Serenity W.K. Properities Investments and Transamerica Financial Advisors, Inc. Kao holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in California and New Jersey. Transamerica Financial Advisors, Inc is a business based out of Arcadia, California. The investment advisory business has offices in 304 locations and a total of 1,274 employees. It has $973 million in total assets across its 22,673 customer accounts, placing it among the larger investment advisory firms in the nation by assets under management. Of its 22,673 customer accounts, just 2% belong to high-net-worth individuals who have more than $1 million in investable assets. Transamerica Financial Advisors, Inc performs a wide array of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees charged by financial advisors usually depend on which services the firm provides the client. Fee types charged by Transamerica Financial Advisors, Inc may include any blend of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

15 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Commissions

Disclosures

No

Office Location

255 E Santa Clara St Suite 310
Arcadia, CA 91006

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,015,629,122

CA Average: $1,855,561,029
Total Number of Employees

1,271

CA Average: 62
Total Number of Accounts

45,703

CA Average: 2,474
Average Account Size

$22,222

CA Average: $750,025

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Wente Kao Work History

Wente has 15 years of experience.

2012 - Present (7 years)

Transamerica Financial Advisors, Inc

2007 - Present (12 years)

World Financial Group

2003 - Present (16 years)

Serenity W.K. Properities Investments

2009 - 2012 (3 years)

Investment Advisors International, Inc

2008 - 2012 (4 years)

World Group Securities, Inc

2006 - 2009 (3 years)

Samsung Semiconductor, Inc

Disclosures

Wente Kao has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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