Brian
Peters

Wells Fargo Clearing Services, LLC

CRD#2759883
Investment Advisor
in Denver, CO
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About this Advisor

Brian Peters is a certified financial planner in Denver, Colorado. Currently an investment advisor with Wells Fargo Clearing Services, LLC, Peters has 16 years of practice in the financial advisory industry. Peters maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative. Peters is registered to act as a financial advisor in Colorado and Texas. Their career trajectory has included roles at Securities America Advisors, Merrill Lynch, Pierce, Fenner & Smith, Inc, Securities America, Inc, Quintus Financial Services, Wells Fargo Clearing Services, LLC and Wells Fargo Advisors, LLC. Wells Fargo Clearing Services, LLC is based out of Denver, Colorado, and has 6,557 offices in the nation. In aggregate, Wells Fargo Clearing Services, LLC oversees $473 billion in assets dispersed across 1,432,715 accounts and retains more than 26,409 people. The level of assets currently under the firm's management places it among the biggest financial advisory firms in the nation. The firm manages 1,046,418 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 39% of the investment firm's investors are high-net-worth individuals, meaning they have greater than $1 million in assets. Wells Fargo Clearing Services, LLC offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

310 S Teller St
Denver, CO 80226

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

CO Average: $11,469,110,461
Total Number of Employees

26,352

CO Average: 458
Total Number of Accounts

1,434,106

CO Average: 33,415
Average Account Size

$302,067

CO Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Brian Peters Work History

Brian has 16 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2016 - 2016 (0 years)

Wells Fargo Advisors, LLC

2009 - 2016 (7 years)

Securities America Advisors

2009 - 2016 (7 years)

Securities America, Inc

2009 - 2016 (7 years)

Quintus Financial Services

2002 - 2009 (7 years)

Merrill Lynch, Pierce, Fenner & Smith, Inc

Disclosures

Brian Peters has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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