Cecilia
Smith

Western Wealth Management LLC

CRD#1196095
Investment Advisor
in Denver, CO
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About this Advisor

Cecilia Smith is a certified financial planner whose office is in Denver, Colorado. Currently an advisor with Western Wealth Management LLC, Smith has a notable 46 years of practice as a financial advisor. Smith has a Series 63 license, which certifies the advisor as a securities representative. Smith is able to serve investors in Colorado. Over the course of their career, Smith has held roles at Business & Personal Finance LTD, Lpl Financial LLC and Western Wealth Management, LLC. Western Wealth Management LLC is based out of Denver, Colorado, and has 44 additional locations throughout the United States. In total, Western Wealth Management LLC oversees $1 billion in assets across 6,242 accounts and employs more than 72 people. The firm's total assets under management places it among the bigger investment advisory firms in the nation. The firm manages 5,478 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 7% of the firm's customers are high-net-worth individuals, meaning they have over $1 million in assets. Western Wealth Management LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

46 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

Yes

Office Location

650 S. Cherry Street Suite 1240
Denver, CO 80246

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Western Wealth Management LLC Brokerage Details

Total Assets Under Management

$1,187,840,605

CO Average: $2,349,664,866
Total Number of Employees

72

CO Average: 28
Total Number of Accounts

6,242

CO Average: 1,101
Average Account Size

$190,298

CO Average: $2,134,119

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Cecilia Smith Work History

Cecilia has 46 years of experience.

2016 - Present (3 years)

Western Wealth Management, LLC

1996 - Present (23 years)

Lpl Financial LLC

1972 - Present (47 years)

Business & Personal Finance LTD

Disclosures

Cecilia Smith has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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