Charles
Brocato
Nfp Retirement Inc
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About this Advisor
Charles Brocato is a financial advisor based out of Fortson, Georgia with a total of 2 years of relevant experience. Brocato is on the advisory team at Nfp Retirement Inc. During their career, Brocato has held roles at Van Gilder Insurance Corp, Gwfs Equities, Inc, Nfp Advisor Services, LLC, Kestra Financial Services, Inc, Bok Financial Asset Management, Inc, Bok Financial Securities, Inc, Bokf, Na and Nfp Retirement, Inc. Brocato maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to serve investors in California and Colorado. Nfp Retirement Inc is a financial advisory firm operating out of Aliso Viejo, CA. It has offices in 26 locations and a total of 251 advisors. It handles $75 billion in total assets across its 5,162 client accounts, placing it among the largest firms in the country by assets under management. Of its 5,162 accounts, 17% are associated with high-net-worth individuals who have more than $1 million in investable assets. The advisory firm provides a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors usually vary depending on the type of services offered. However, fee types billed by Nfp Retirement Inc likely include some blend of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Nfp Retirement Inc Brokerage Details
$75,046,288,911
251
5,162
$14,538,219
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Other
Charles Brocato Work History
Charles has been registered as a financial advisor for 2 years.*
Nfp Retirement, Inc
Bok Financial Asset Management, Inc
Bok Financial Securities, Inc
Bokf, Na
Kestra Financial Services, Inc
Nfp Advisor Services, LLC
Gwfs Equities, Inc
Van Gilder Insurance Corp
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Charles Brocato to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Nfp Retirement Inc
Ellicott City, MD
Collegeville, PA
Kennebunk, ME
Aliso Viejo, CA
Aliso Viejo, CA
Aliso Viejo, CA
Charlotte, NC
Euless, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
