Christopher
Rockers

D.A. Davidson & Co

CRD#2649377
Investment Advisor
in Denver, CO
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About this Advisor

Christopher Rockers is an investment advisor in Denver, Colorado. Currently a registered financial advisor with D.A. Davidson & Co, they have gathered 13 years of experience in the financial advisory industry. Rockers has a Series 63 license, qualifying the advisor as a securities agent. Rockers is able to serve customers in Colorado. Throughout their career, they have worked at D.A. Davidson & Co, Cornerstone, Esc Solutions and Alpina Capital, LLC. D.A. Davidson & Co is headquartered in Denver, Colorado, and operates out of 67 other locations across the country. Overall, D.A. Davidson & Co manages $15 billion in assets across 47,201 accounts and employs more than 515 people. The amount of assets the firm manages makes it one of the largest firms in the country. The firm manages 40,742 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 18% of the advisory firm's customers are high-net-worth individuals, meaning they have more than $1 million in capital. D.A. Davidson & Co can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 63, Chartered Financial Analyst

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees

Disclosures

No

Office Location

1550 Market Street Suite 300
Denver, CO 80202

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D.A. Davidson & Co Brokerage Details

Total Assets Under Management

$17,105,038,923

CO Average: $2,609,029,241
Total Number of Employees

630

CO Average: 66
Total Number of Accounts

53,308

CO Average: 6,076
Average Account Size

$320,872

CO Average: $429,399

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Christopher Rockers Work History

Christopher has 13 years of experience.

2015 - Present (4 years)

D.A. Davidson & Co

2014 - 2015 (1 years)

Alpina Capital, LLC

2012 - 2014 (2 years)

Esc Solutions

2005 - 2012 (7 years)

Cornerstone

Disclosures

Christopher Rockers has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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