David
Brown

Transamerica Financial Advisors, Inc

CRD#5661922
Investment Advisor
in Englewood, CO

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About this Advisor

David Brown is a financial advisor working out of Englewood, Colorado with a total of 11 years of industry experience. Brown is currently employed by Transamerica Financial Advisors, Inc. During their career, Brown has held roles at World Financial Group, Transamerica Financial Advisors, Inc, Db Prowerx and Db Softwerx. Brown maintains a Series 65 license, which qualifies them as an investment advisor representative, and can operate in Colorado. Transamerica Financial Advisors, Inc is a business that has its headquarters in Saint Petersburg, FL. It has offices in 286 locations and a total of 1,235 people on staff. It has $2 billion in assets under management between its 59,659 client accounts, placing it among the biggest financial advisory firms in the nation by assets under management. The firm advises 18 charitable organizations. Of its 59,659 customer accounts, just 2% are held by high-net-worth clients who have more than $1 million in assets available to invest. The firm has a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees charged by financial advisors usually vary depending on the services provided. However, fees billed by Transamerica Financial Advisors, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 65

Years Registered*

11 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets

Office Location

5350 S. Roslyn Street
Englewood, CO 80111

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,815,425,709

CO Average: $1,855,561,029
Total Number of Employees

1,235

CO Average: 62
Total Number of Accounts

59,659

CO Average: 2,474
Average Account Size

$30,430

CO Average: $750,025

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

David Brown Work History

David has been registered as a financial advisor for 11 years.*

2017 - Present (7 years)

Db Prowerx

2017 - Present (7 years)

Db Softwerx

2012 - Present (12 years)

Transamerica Financial Advisors, Inc

2009 - Present (15 years)

World Financial Group

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Brown to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Transamerica Financial Advisors, Inc

Karen Ahn
Draper, UT
Tarl Reynoso
Orem, UT
Weihua Wu
Irvine, CA
Qi Dong
Plano, TX
Diego Conejo
Pasadena, CA
James Shoblo
Colorado Springs, CO
Edward Peterson
Plano, TX
Michael Burns
Braintree, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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