David
Kaiser

Cambridge Investment Research Advisors, Inc

CRD#2461995
Investment Advisor
in Cotopaxi, CO

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About this Advisor

David Kaiser is a chartered financial consultant operating out of Cotopaxi, Colorado who has 15 years of industry experience. Kaiser is on the advisory team at Cambridge Investment Research Advisors, Inc. The advisor has gained experience at Pinnacor Financial Group, Inc, Wesley Partners, Cambridge Investment Research, Inc and Cambridge Investment Research Advisors, Inc. Kaiser has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can work in Colorado and Texas. Cambridge Investment Research Advisors, Inc is an advisory company that has its headquarters in Fairfield, IA. The firm has offices in 2,023 locations and a total of 3,352 people on staff. It handles $82 billion in assets between its 461,370 customer accounts, making it one of the largest firms in the United States by assets under management. The firm advises six charities and foundations. Of its 461,370 client accounts, just 10% are held by high-net-worth investors who have more than $1 million in assets. The firm performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. Fees for financial advice largely depend on which services are offered. Fee types charged by Cambridge Investment Research Advisors, Inc likely include any combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years Registered*

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

Cotopaxi, CO

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$82,427,818,654

CO Average: $9,259,360,772
Total Number of Employees

3,352

CO Average: 166
Total Number of Accounts

461,370

CO Average: 7,189
Average Account Size

$178,659

CO Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

David Kaiser Work History

David has been registered as a financial advisor for 15 years.*

2008 - Present (16 years)

Cambridge Investment Research, Inc

2008 - Present (16 years)

Cambridge Investment Research Advisors, Inc

2007 - Present (17 years)

Wesley Partners

2000 - Present (24 years)

Pinnacor Financial Group, Inc

2000 - Present (24 years)

Pinnacor Financial Group, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Kaiser to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cambridge Investment Research Advisors, Inc

Gale Hopkins
Fairfield, IA
Dave Morris
Atlanta, GA
Stacy Robinson
South Haven, MI
Kevin Currutt
Cleveland, OH
Kenneth Dehart
Charlotte, NC
Enrico Bawar
Staten Island, NY
Laurie Taylor
Ormond Beach, FL
Tomas Cern
Tolland, CT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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