Dax
Westlund

E*Trade Capital Management, LLC

CRD#5099759
Investment Advisor
in Sandy, UT

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About this Advisor

Dax Westlund is a financial advisor working out of Sandy, Utah with 1 year of industry experience. Westlund is an employee of E*Trade Capital Management, LLC. Over the course of their career, they have held roles at Morgan Stanley, Wells Fargo Advisors, LLC, Morgan Stanley Private Bank, National Association, Wells Fargo Clearing Services, LLC, Amazon, Fidelity Brokerage Services LLC, Aerotek Inc, Wells Fargo Clearing Services, Gwfs Equities, Inc, Advised Assets Groups, LLC, E*Trade Securities LLC, E*Trade Capital Management LLC and Edward Jones. Westlund maintains Series 63 and Series 66 licenses, designating them as a securities representative, and can serve investors in Utah. E*Trade Capital Management, LLC is a financial advisory firm operating out of Arlington, VA. It controls $7 billion in assets under management among its 90,806 client accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm advises 15 charitable organizations. Of its 90,806 customer accounts, just 1% are associated with high-net-worth clients who have greater than $1 million in assets. E*Trade Capital Management, LLC has a set of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. A financial advisor's fee schedules usually vary depending on which services the firm provides the client. Fees charged by E*Trade Capital Management, LLC typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

200 West Civic Center Drive 4Th Floor
Sandy, UT 84070

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E*Trade Capital Management, LLC Brokerage Details

Total Assets Under Management

$7,406,529,807

UT Average: $1,835,309,194
Total Number of Accounts

90,806

UT Average: 1,458
Average Account Size

$81,564

UT Average: $1,258,785

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Dax Westlund Work History

Dax has been registered as a financial advisor for 1 years.*

2023 - Present (1 year)

Morgan Stanley

2022 - Present (2 years)

E*Trade Securities LLC

2022 - Present (2 years)

E*Trade Capital Management LLC

2021 - 2021 (< 1 year)

Wells Fargo Clearing Services

2021 - 2022 (1 year)

Gwfs Equities, Inc

2021 - 2022 (1 year)

Advised Assets Groups, LLC

2020 - 2021 (1 year)

Aerotek Inc

2019 - 2020 (1 year)

Fidelity Brokerage Services LLC

2018 - 2019 (1 year)

Amazon

2018 - 2018 (< 1 year)

Edward Jones

2016 - 2018 (2 years)

Wells Fargo Clearing Services, LLC

2015 - 2016 (1 year)

Wells Fargo Advisors, LLC

2015 - 2015 (< 1 year)

Morgan Stanley Private Bank, National Association

2012 - 2015 (3 years)

Morgan Stanley

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Dax Westlund to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at E*Trade Capital Management, LLC

Mason Bartlett
Arlington, VA
Steven Naylor
Arlington, VA
James Dean
Arlington, VA
Richard Capurso
Arlington, VA
Justin Ghiglieri
Arlington, VA
Monica Hall
Arlington, VA
David Archibald
Sandy, UT
Juling Yang
Arlington, VA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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