James
Schatz

Tiaa-Cref Individual & Institutional Services, LLC

CRD#3238499
Investment Advisor
in Denver, CO
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About this Advisor

James Schatz is a certified financial planner in Denver, Colorado. Currently a registered advisor with Tiaa-Cref Individual & Institutional Services, LLC, Schatz has 11 years of experience as an investment advisor. Schatz maintains Series 63 and Series 65 licenses, which designate the advisor as both a securities agent and an investment advisor representative. Schatz can work with investors in Colorado. Over the course of their career, Schatz has held roles at Tiaa-Cref Individual & Institutional Services, LLC and Tiaa. Tiaa-Cref Individual & Institutional Services, LLC is headquartered in Denver, Colorado, and has 153 additional brick-and-mortar locations in the United States. As a company, Tiaa-Cref Individual & Institutional Services, LLC manages $26 billion in assets across 64,735 accounts and retains more than 1,991 people. The amount of assets the firm manages makes it one of the biggest financial advisory firms in the United States. All of the firm's accounts are managed on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 62% of the investment firm's customers are high-net-worth individuals, meaning they have more than $1 million in investable assets. Tiaa-Cref Individual & Institutional Services, LLC offers financial planning services and portfolio management for individuals and small businesses. The firm may charge clients asset-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Others

Disclosures

No

Office Location

1670 Broadway Suite 2200, Denver Hub
Denver, CO 80202-5602

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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management

$25,820,060,727

CO Average: $7,464,549,021
Total Number of Employees

1,991

CO Average: 88
Total Number of Accounts

64,735

CO Average: 3,892
Average Account Size

$398,858

CO Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

James Schatz Work History

James has 11 years of experience.

2007 - Present (12 years)

Tiaa-Cref Individual & Institutional Services, LLC

2007 - Present (12 years)

Tiaa

Disclosures

James Schatz has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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