James
Schatz

Tiaa-Cref Individual & Institutional Services, LLC

CRD#3238499
Investment Advisor
in Charlotte, NC

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About this Advisor

James Schatz is a financial advisor based out of Charlotte, North Carolina with 8 years of industry experience. Schatz is on the advisory team at Tiaa-Cref Individual & Institutional Services, LLC. During their career, Schatz has held roles at Tiaa-Cref Individual & Institutional Services, LLC and Tiaa. Schatz maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can operate in Colorado and North Carolina. Tiaa-Cref Individual & Institutional Services, LLC is an advisory firm that has its headquarters in New York, NY. It has offices in 136 locations and a total of 1,235 financial advisors. It oversees $31 billion in assets between its 76,892 accounts, placing it among the biggest firms in the country by assets under management. The firm provides services to 22 charitable organizations. Of its 76,892 accounts, 62% are associated with high-net-worth investors who have greater than $1 million in investable assets. The company offers a few services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial management fee schedules typically are based on the financial services offered. However, fee types billed by Tiaa-Cref Individual & Institutional Services, LLC can include asset-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

8 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Office Location

8500 Andrew Carnegie Blvd. Charlotte Hub
Charlotte, NC 28262

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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management

$30,906,830,115

NC Average: $7,464,549,021
Total Number of Employees

1,235

NC Average: 88
Total Number of Accounts

76,892

NC Average: 3,892
Average Account Size

$401,951

NC Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

James Schatz Work History

James has been registered as a financial advisor for 8 years.*

2007 - Present (17 years)

Tiaa-Cref Individual & Institutional Services, LLC

2007 - Present (17 years)

Tiaa

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Schatz to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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