Kathy
Rowe
The Institute
Answer a few questions and
get matched with an advisor.
About this Advisor
Kathy Rowe is a financial advisor working out of Orem, Utah, with a total of 4 years of relevant experience. Rowe is an employee of The Institute. The advisor has gained experience at Concert Wealth Management, Inc, Institute For Wealth Advisors, Inc and Institute For Wealth Management LLC. Rowe maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to operate in Utah. The Institute is a firm operating out of Denver, CO. The firm has offices in six locations and just three people on staff. It manages $713 million in assets under management across its 1,785 accounts, placing it among the bigger financial advisory firms in the country by assets under management. The firm serves four charities and foundations. Of its 1,785 accounts, 18% are held by high-net-worth individuals who have more than $1 million in assets. The Institute has a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees charged by financial advisors largely are based on which services the firm provides the client. However, fee types billed by The Institute likely consist of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
The Institute Brokerage Details
$712,593,815
3
1,785
$399,212
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Kathy Rowe Work History
Kathy has been registered as a financial advisor for 4 years.*
Institute For Wealth Management LLC
Institute For Wealth Advisors, Inc
Concert Wealth Management, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kathy Rowe to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at The Institute
Seattle, WA
Orem, UT
Seattle, WA
Seattle, WA
Denver, CO
Denver, CO
Denver, CO
Seattle, WA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
