Kelly
Bauman

Ica Group Wealth Management, LLC

CRD#2122827
Investment Advisor
in Denver, CO

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Kelly Bauman is a financial advisor operating out of Denver, Colorado with 2 years of relevant experience. Bauman is on the advisory team at Ica Group Wealth Management, LLC. Their career trajectory has included roles at Cetera Advisors LLC, National Planning Holdings, Summit Brokerage Services, Inc, Lpl Financial LLC, Ica Group Wealth Management, LLC and Sii Investments. Bauman maintains Series 63 and Series 66 licenses, designating them as a securities broker, and is able to work in Colorado and Nebraska. Ica Group Wealth Management, LLC is an advisory business that has its headquarters in Denver, CO. The firm has offices in 21 locations and a total of 48 employees. It administers $1 billion in total assets among its 5,612 client accounts, making it one of the larger firms in the country by assets under management. The firm serves 27 charities and foundations. Of its 5,612 accounts, 26% are associated with high-net-worth individuals who have more than $1 million in investable assets. Ica Group Wealth Management, LLC offers a number of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. Fees for financial management usually are based on the services. Fee types charged by Ica Group Wealth Management, LLC can include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

2000 S. Colorado Blvd, Annex Bldg Suite 315
Denver, CO 80222

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Ica Group Wealth Management, LLC Brokerage Details

Total Assets Under Management

$1,028,834,383

CO Average: $2,349,664,866
Total Number of Employees

48

CO Average: 28
Total Number of Accounts

5,612

CO Average: 1,101
Average Account Size

$183,328

CO Average: $2,134,119

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Other

Kelly Bauman Work History

Kelly has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Ica Group Wealth Management, LLC

2018 - Present (6 years)

Lpl Financial LLC

2018 - 2018 (< 1 year)

Cetera Advisors LLC

2018 - 2018 (< 1 year)

Summit Brokerage Services, Inc

2016 - 2018 (2 years)

National Planning Holdings

2003 - 2016 (13 years)

Sii Investments

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kelly Bauman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Ica Group Wealth Management, LLC

Freeman James
Yoakum, TX
Amanda Holmes
Denver, CO
Paul Gunderson
Milwaukee, WI
Nicholas Huss
Denver, CO
James Tabb
Sparta, MI
Johnathon Eykyn
Waseca, MN
Karla Brown
Denver, CO
Andrew Maynerich
Virden, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started