Stephen
Arthur

Wells Fargo Clearing Services, LLC

CRD#2218976
Investment Advisor
in Denver, CO
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About this Advisor

Stephen Arthur is a financial advisor based in Denver, Colorado, who has been in the industry for 17 years. Arthur is currently employed by Wells Fargo Clearing Services, LLC. Their career trajectory has included roles at Wells Fargo Investments, LLC, Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Arthur holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can operate in Oregon and Washington. Wells Fargo Clearing Services, LLC is an advisory firm that has its headquarters in Denver, Colorado. The firm has offices in 6,557 locations and a total of 26,409 advisors. It controls $473 billion in total assets across its 1,432,715 accounts, making it one of the largest firms in the United States by assets under management. The firm advises 6,248 charitable organizations. Of its 1,432,715 client accounts, 39% are associated with high-net-worth investors who have more than $1 million in assets. The firm has a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. A financial advisor's fees typically vary depending on which services the firm provides the client. Fees billed by Wells Fargo Clearing Services, LLC most likely include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

17 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

1700 Lincoln St 48Th Fl
Denver, CO 80203

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$473,000,358,971

CO Average: $11,469,110,461
Total Number of Employees

26,409

CO Average: 458
Total Number of Accounts

1,432,715

CO Average: 33,415
Average Account Size

$330,143

CO Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Stephen Arthur Work History

Stephen has 17 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2011 - 2016 (5 years)

Wells Fargo Advisors LLC

2001 - 2011 (10 years)

Wells Fargo Investments, LLC

Disclosures

Stephen Arthur has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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