John
Faron

Northern Trust Investments, Inc

CRD#4553456
Investment Advisor
in Stamford, CT

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

John Faron is a financial advisor operating out of Stamford, Connecticut, with 10 years of experience as a financial advisor. Faron is currently employed by Northern Trust Investments, Inc. Over the course of their career, they have held roles at Invesco Distributors, Inc, Cohen & Steers Securities, LLC, Cohen & Steeers Capital Management, Inc, Ing Investments Distributor, Ing Investment Management, Ing Investment Management Co, Quasar Distibutors, LLC, Congress Asset Management, Invesco Advisers, Inc, Alps Fund Services, Inc, Northern Trust Bank and Northern Trust Securities, Inc. Faron has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in Alabama, Alaska, Arkansas, California, Colorado, Connecticut, Delaware, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, North Carolina, North Dakota, Ohio, Oklahoma, Pennsylvania, Rhode Island, South Carolina, South Dakota, Texas, Virginia, Washington, West Virginia and Wisconsin. Northern Trust Investments, Inc is a business that has its headquarters in Stamford, Connecticut. It has offices in nine locations and a total of 603 financial advisors. It oversees $873 billion in assets between its 35,635 customer accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm provides services to 352 charitable organizations. Of its 35,635 client accounts, 74% belong to high-net-worth individuals who have greater than $1 million in assets available to invest. The advisory firm offers a number of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers, publication of newsletters and other services. Fees for financial advisory services largely depend on the financial services provided. Fee types charged by Northern Trust Investments, Inc likely are comprised of asset-based, fixed, performance-based and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees, Others

Disclosures

No

Office Location

Stamford, CT

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Northern Trust Investments, Inc Brokerage Details

Total Assets Under Management

$872,910,314,937

CT Average: $6,674,516,078
Total Number of Employees

603

CT Average: 44
Total Number of Accounts

35,635

CT Average: 2,564
Average Account Size

$24,495,870

CT Average: $2,603,165

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Other

John Faron Work History

John has 10 years of experience.

2020 - Present (0 year)

Northern Trust Bank

2020 - Present (0 year)

Northern Trust Securities, Inc

2019 - Present (1 year)

Alps Fund Services, Inc

2015 - 2019 (4 years)

Invesco Distributors, Inc

2015 - 2019 (4 years)

Invesco Advisers, Inc

2014 - 2015 (1 year)

Quasar Distibutors, LLC

2013 - 2015 (2 years)

Congress Asset Management

2012 - 2013 (1 year)

Ing Investments Distributor

2012 - 2013 (1 year)

Ing Investment Management

2012 - 2013 (1 year)

Ing Investment Management Co

2011 - 2012 (1 year)

Cohen & Steers Securities, LLC

2011 - 2012 (1 year)

Cohen & Steeers Capital Management, Inc

2010 - 2011 (1 year)

Invesco Distributors, Inc

Disclosures

John Faron has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Northern Trust Investments, Inc

William Thomas
Chicago, IL
Louis Kafkes
Chicago, IL
Michael Burdeen
Chicago, IL
Kenneth Javor
Chicago, IL
Erik Spano
Tempe, AZ
Paul Kubasiak
Chicago, IL
John Faron
Stamford, CT
Jessica Mclaughlin
Chicago, IL

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started