Thomas
Duff

Voya Investment Management Co. LLC

CRD#6802699
Investment Advisor
in New York, NY

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About this Advisor

Thomas Duff is a financial advisor who works in New York, New York who has 2 years of relevant experience. Duff is on the advisory team at Voya Investment Management Co. LLC. During their career, Duff has held roles at Voya, Voya Financial Partners, Community Service Center, Between Positions, Headway Ireland, Catering On The Charles, Boston University, Voya Financial Advisors, Inc, Voya Investment Management, Voya Investments Distrbutor, LLC and Voya Investment Management Co. LLC. Duff maintains Series 66 and Series 63 licenses, qualifying them as a securities agent, and is able to serve investors in Alaska, Arizona, Delaware, District Of Columbia, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maine, Massachusetts, New Mexico, North Dakota, Oklahoma, Rhode Island, South Carolina, Texas and Virginia. Voya Investment Management Co. LLC is a business that has its headquarters in New York, NY. The firm has offices in seven locations and a total of 880 advisors. It manages $237 billion in total assets across its 62,080 customer accounts, making it one of the largest firms in the country by assets under management. The firm advises seven charitable organizations. The advisory firm provides a diverse set of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and publication of newsletters. Financial advisory fees usually are based on which services the firm provides the client. However, fee types charged by Voya Investment Management Co. LLC likely include asset-based and performance-based fees.

Certifications and Registrations

Series 66, Series 63

Years Registered*

2 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Performance-based Fees

Office Location

230 Park Avenue
New York, NY 10169

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Voya Investment Management Co. LLC Brokerage Details

Total Assets Under Management

$236,709,852,507

NY Average: $7,464,549,021
Total Number of Employees

880

NY Average: 88
Total Number of Accounts

62,080

NY Average: 3,892
Average Account Size

$3,812,981

NY Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters

Thomas Duff Work History

Thomas has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Voya Investment Management

2021 - Present (3 years)

Voya Investments Distrbutor, LLC

2021 - Present (3 years)

Voya Investment Management Co. LLC

2018 - 2021 (3 years)

Voya Financial Advisors, Inc

2017 - 2018 (1 year)

Voya Financial Partners

2016 - 2021 (5 years)

Voya

2016 - 2016 (< 1 year)

Between Positions

2015 - 2015 (< 1 year)

Community Service Center

2014 - 2014 (< 1 year)

Headway Ireland

2013 - 2015 (2 years)

Catering On The Charles

2012 - 2015 (3 years)

Boston University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Thomas Duff to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Voya Investment Management Co. LLC

Samantha Mayfield
Atlanta, GA
Megan Chiramal
Atlanta, GA
John Kersey
New York, NY
Russell Greig
New York, NY
Robert Alderman
Chester, NJ
Jarrod Brown
New York, NY
Daniel Conti
New York, NY
William Theriault
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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