Patricia
Arredondo-Chavez

Merrill Lynch, Pierce, Fenner & Smith Inc

CRD#5143427
Investment Advisor
in Modesto, CA

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About this Advisor

Patricia Arredondo-Chavez is a financial advisor who works in Modesto, California who has 1 year of relevant experience. Arredondo-Chavez works at Merrill Lynch, Pierce, Fenner & Smith Inc. Throughout their career, Arredondo-Chavez has worked at Icma Retirement Corporation, Merrill Lynch, Pierce, Fenner & Smith Inc and Bank Of America N.A. Arredondo-Chavez maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to work in California and Texas. Merrill Lynch, Pierce, Fenner & Smith Inc is a firm operating out of New York, NY. The company has offices in 3,372 locations and a total of 36,687 financial advisors. It handles $1 trillion in assets under management among its 2,864,234 customer accounts, placing it among the largest firms in the country by assets under management. The firm provides services to 4,459 charitable organizations. Of its 2,864,234 client accounts, 23% belong to high-net-worth individuals who have greater than $1 million in assets. The firm offers a wide range of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors typically vary depending on which services are provided. However, fee types charged by Merrill Lynch, Pierce, Fenner & Smith Inc likely are comprised of any combination of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

801 10Th St
Modesto, CA 95354

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Merrill Lynch, Pierce, Fenner & Smith Inc Brokerage Details

Total Assets Under Management

$1,093,689,238,206

CA Average: $7,464,549,021
Total Number of Employees

36,687

CA Average: 88
Total Number of Accounts

2,864,234

CA Average: 3,892
Average Account Size

$381,844

CA Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Patricia Arredondo-Chavez Work History

Patricia has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2022 - Present (2 years)

Bank Of America N.A

2006 - 2021 (15 years)

Icma Retirement Corporation

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Patricia Arredondo-Chavez to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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New York, NY
Roger Glasgow
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Louise Burke
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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