Sarah
Marks

Steward Partners Investment Advisory, LLC

CRD#4246002
Investment Advisor
in New York, NY

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About this Advisor

Sarah Marks is a certified financial planner operating in New York, New York with 3 years of industry experience. Marks works at Steward Partners Investment Advisory, LLC. Their career trajectory has included roles at Wells Fargo Clearing Services, LLC, Steward Partners Global Advisory, LLC, Steward Partners Investment Advisory, LLC, 38North Studio, LLC, Steward Partners Global Advisory, Steward Partners Investment Solutions, LLC, Raymond James Financial Services, Inc and Wells Fargo Advisors LLC. Marks has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can work in Texas and Virginia. Steward Partners Investment Advisory, LLC is a company operating out of New York, NY. The company has offices in 45 locations and a total of 363 people on staff. It oversees $12 billion in assets across its 27,637 customer accounts, making it one of the largest firms in the United States by assets under management. The firm advises 45 charitable organizations. Of its 27,637 customer accounts, 55% are held by high-net-worth investors who have greater than $1 million in assets. The advisory firm has a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors largely depend on which services the firm provides the client. Fee types charged by Steward Partners Investment Advisory, LLC most likely include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

140 E. 45Th Street 36Th Floor
New York, NY 10017

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Steward Partners Investment Advisory, LLC Brokerage Details

Total Assets Under Management

$12,168,947,752

NY Average: $7,464,549,021
Total Number of Employees

363

NY Average: 88
Total Number of Accounts

27,637

NY Average: 3,892
Average Account Size

$440,314

NY Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Other

Sarah Marks Work History

Sarah has been registered as a financial advisor for 3 years.*

2022 - Present (2 years)

Steward Partners Investment Solutions, LLC

2018 - Present (6 years)

Steward Partners Global Advisory, LLC

2018 - Present (6 years)

Steward Partners Investment Advisory, LLC

2018 - Present (6 years)

38North Studio, LLC

2018 - Present (6 years)

Raymond James Financial Services, Inc

2016 - Present (8 years)

Steward Partners Global Advisory

2016 - 2018 (2 years)

Wells Fargo Clearing Services, LLC

2009 - 2016 (7 years)

Wells Fargo Advisors LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Sarah Marks to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Steward Partners Investment Advisory, LLC

James Gold
Washington, DC
Robert Ibrahim
Somerville, NJ
Lorraine Dickman
Paramus, NJ
Jean Delgado
New York, NY
Anthony Cervio
Clearwater, FL
Dino Johnson
Albany, NY
Alice Winters
New York, NY
Wistar Holt
Saint Louis, MO

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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