Investment Advisor
in Washington, DC
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About this Advisor

Sean Fallon is a financial advisor whose office is in Washington, D.C. Currently a registered investment advisor at Stephens, they have accrued 14 years of professional experience as a registered advisor. Fallon holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative. Fallon is registered to act as a financial advisor based out of Arkansas and Maryland. During their career, the advisor has held roles at Fannie Mae, Raymond James & Associates, Inc and Stephens Inc. Stephens is headquartered in Washington, D.C., and has 23 locations throughout the nation. In total, Stephens manages $10 billion in assets dispersed across 24,447 client accounts and employs more than 692 people. The firm's total assets under management makes it one of the biggest firms in the United States. The firm manages 11,975 accounts on a discretionary basis, meaning the advisor makes investment decisions at their discretion. Currently 5% of the advisory firm's clients are high-net-worth individuals, meaning they have more than $1 million in investable assets. Stephens provides portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm's fees may include asset-based, hourly, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Analyst

Years of Experience

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees



Office Location

601 13Th Street, Nw
Washington, DC 20005

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Stephens Brokerage Details

Total Assets Under Management


DC Average: $880,205,985
Total Number of Employees


DC Average: 42
Total Number of Accounts


DC Average: 1,714
Average Account Size


DC Average: $513,539

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Sean Fallon Work History

Sean has 14 years of experience.

2012 - Present (7 years)

Stephens Inc

2009 - 2012 (3 years)

Raymond James & Associates,Inc

2004 - 2009 (5 years)

Fannie Mae


Sean Fallon has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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