Kimberly
Underwood

Northern Trust Securities, Inc

CRD#4327191
Investment Advisor
in Bonita Springs, FL

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About this Advisor

Kimberly Underwood is a financial advisor based in Bonita Springs, Florida with 8 years of industry experience. Underwood is on the advisory team at Northern Trust Securities, Inc. Underwood has gained experience at Northern Trust Securities and Northern Trust Bank. Underwood has Series 66 and Series 63 licenses, qualifying them as a securities representative, and is registered to advise clients in Florida. Northern Trust Securities, Inc is a financial advisory business that has its headquarters in Chicago, IL. It has offices in 18 locations and a total of 72 people on staff. It has $830 million in assets between its 2,003 accounts, placing it among the larger investment advisory firms in the country by assets under management. The firm provides services to six charitable organizations. Of its 2,003 customer accounts, 68% belong to high-net-worth investors who have greater than $1 million in assets available to invest. Northern Trust Securities, Inc has a number of services, such as portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. Fees for financial advisory services depend on which services are offered. Fee types charged by Northern Trust Securities, Inc can consist of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66, Series 63

Years Registered*

8 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

26790 S. Tamiami Trail
Bonita Springs, FL 34134

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Northern Trust Securities, Inc Brokerage Details

Total Assets Under Management

$829,504,839

FL Average: $6,674,516,078
Total Number of Employees

72

FL Average: 44
Total Number of Accounts

2,003

FL Average: 2,564
Average Account Size

$414,131

FL Average: $2,603,165

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Kimberly Underwood Work History

Kimberly has been registered as a financial advisor for 8 years.*

2009 - Present (15 years)

Northern Trust Bank

2000 - Present (24 years)

Northern Trust Securities

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kimberly Underwood to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Northern Trust Securities, Inc

Justin Leslein
Chicago, IL
Robert Fitzpatrick
Philadelphia, PA
Larry Mortenson
Phoenix, AZ
Jessica Kirby
Chicago, IL
Narsai Toma
Chicago, IL
John Mccadd
Chicago, IL
Kyle Walters
Tempe, AZ
Christopher Honold
Chicago, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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