Lindsay
Allen

Captrust

CRD#6053280
Investment Advisor
in Raleigh, NC

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About this Advisor

Lindsay Allen is a certified financial planner working out of Raleigh, North Carolina, with 1 year of industry experience. Allen currently works for Captrust. Their career trajectory has included roles at United Capital Financial Advisers, LLC, Girard Securities, Inc, Cetera Advisor Networks LLC, Capfinancial Partners, LLC (Captrust) and Capfinancial Securities LLC. Allen maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to work in North Carolina. Captrust is a firm operating out of Raleigh, NC. It has offices in 69 locations and a total of 1,338 advisors. It oversees $715 billion in assets across its 76,254 accounts, making it one of the largest financial advisory firms in the country by assets under management. The firm serves 136 charitable organizations. Of its 76,254 customer accounts, 33% belong to high-net-worth clients who have at least $1 million in investable assets. The company performs a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and publication of newsletters. Financial advisory fee schedules largely vary depending on the services offered. However, fees charged by Captrust likely consist of any blend of asset-based, hourly, fixed and performance-based fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Performance-based Fees

Office Location

4208 Six Forks Rd Suite 1700
Raleigh, NC 27609

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Captrust Brokerage Details

Total Assets Under Management

$714,587,898,072

NC Average: $3,625,019,099
Total Number of Employees

1,338

NC Average: 22
Total Number of Accounts

76,254

NC Average: 1,917
Average Account Size

$9,371,153

NC Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters

Lindsay Allen Work History

Lindsay has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Capfinancial Partners, LLC (Captrust)

2022 - Present (2 years)

Capfinancial Securities LLC

2017 - 2020 (3 years)

Cetera Advisor Networks LLC

2012 - 2017 (5 years)

Girard Securities, Inc

2011 - 2022 (11 years)

United Capital Financial Advisers, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Lindsay Allen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Captrust

Christopher Riley
Wilmington, NC
Kirk Futrell
Chesterton, IN
Eric Benedict
Raleigh, NC
Vivian Houchens
Raleigh, NC
Adam Powell
Clarkston, MI
Errol Hau
Raleigh, NC
Kathryn Mccall
Sacramento, CA
Michael Knowles
Raleigh, NC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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