Sam
Spaulding

Gwn Securities Inc

CRD#6239400
Investment Advisor
in Palm Beach Gardens, FL

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About this Advisor

Sam Spaulding is a financial advisor operating out of Palm Beach Gardens, Florida. Spaulding is an advisor for Gwn Securities Inc. Throughout their career, Spaulding has worked at Florida State University, Ing Financial Partners, Capital Insurance Agency, Voya Financial Advisors and Gwn Securities, Inc. Spaulding has Series 65 and Series 63 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to serve investors in Florida. Gwn Securities Inc is an advisory business based out of Palm Beach Gardens, FL. It has offices in 25 locations and a total of 755 employees. It handles $3 billion in assets between its 58,177 client accounts, placing it among the biggest investment advisory firms in the nation by assets under management. Of its 58,177 client accounts, just 4% are held by high-net-worth investors who have more than $1 million in investable assets. Gwn Securities Inc offers a number of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and market timing services. Fees for financial advisory services largely depend on which services the firm provides the client. Fees billed by Gwn Securities Inc can consist of any combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 65, Series 63

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Market timing services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

11440 North Jog Road
Palm Beach Gardens, FL 33418-3764

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Gwn Securities Inc Brokerage Details

Total Assets Under Management

$2,838,916,178

FL Average: $1,855,561,029
Total Number of Employees

755

FL Average: 62
Total Number of Accounts

58,177

FL Average: 2,474
Average Account Size

$48,798

FL Average: $750,025

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Market timing services

Sam Spaulding Work History

Sam has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Gwn Securities, Inc

2013 - Present (11 years)

Capital Insurance Agency

2014 - 2022 (8 years)

Voya Financial Advisors

2013 - 2014 (1 year)

Ing Financial Partners

2001 - 2013 (12 years)

Florida State University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Sam Spaulding to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Gwn Securities Inc

Joshua Miller
Wayne, PA
Christopher Mcmanus
Palm Beach Gardens, FL
Michael Stone
Palmetto Bay, FL
Stephen White
Owasso, OK
David Karl
Palm Beach Gardens, FL
Roy Weiss
Williamsport, PA
Simona Taurosevicius
Palm Beach Gardens, FL
Gary Oconnor
Palm Beach Gardens, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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