Steven
Swindler
Hbks Wealth Advisors
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About this Advisor
Steven Swindler is a certified financial planner operating out of Stuart, Florida who has 17 years of industry experience. Swindler is currently employed by Hbks Wealth Advisors. Their career trajectory has included roles at Hbk Sorce Advisory LLC and Purshe Kaplan Sterling Investments. Swindler has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in Florida. Hbks Wealth Advisors is a financial advisory firm that has its headquarters in Erie, PA. It has offices in 13 locations and a total of 95 people on staff. It handles $5 billion in assets among its 15,664 client accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm serves 10 charitable organizations. Of its 15,664 accounts, 18% are held by high-net-worth investors who have more than $1 million in assets available to invest. The business provides a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and publication of newsletters. Fees for financial advice usually depend on which services are offered. Fee types billed by Hbks Wealth Advisors can be comprised of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Hbks Wealth Advisors Brokerage Details
$4,991,756,194
95
15,664
$318,677
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
Steven Swindler Work History
Steven has been registered as a financial advisor for 17 years.*
Hbk Sorce Advisory LLC
Purshe Kaplan Sterling Investments
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Steven Swindler to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Hbks Wealth Advisors
Erie, PA
Erie, PA
Philadelphia, PA
Warrendale, PA
Stuart, FL
Warrendale, PA
Fredonia, NY
Philadelphia, PA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
