Basil
Barouki

Wells Fargo Clearing Services, LLC

CRD#6216683
Investment Advisor
in Tarpon Springs, FL

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About this Advisor

Basil Barouki is a financial advisor based out of Tarpon Springs, Florida, who has been in the advisory business for 10 years. Barouki is currently employed by Wells Fargo Clearing Services, LLC. Barouki has gained experience at Merrill Lynch, Pierce, Fenner & Smith Inc, Daiichi Sankyo, Inc, Bank Of America, N.A, Wells Fargo Clearing Services and Wells Fargo Bank. Barouki maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can advise clients in California. Wells Fargo Clearing Services, LLC is a firm headquartered in Tarpon Springs, Florida. The investment advisory business has offices in 5,627 locations and a total of 21,510 employees. It has $648 billion in assets between its 1,477,661 customer accounts, making it one of the largest financial advisory firms in the nation by assets under management. The firm provides services to 6,968 charities and foundations. Of its 1,477,661 customer accounts, 44% belong to high-net-worth clients who have at least $1 million in assets. The business provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors typically are based on which services are offered. Fees charged by Wells Fargo Clearing Services, LLC most likely include some combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

101 Federal Pl Ste 101 [Regional Supervision]
Tarpon Springs, FL 34689

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$647,795,506,834

FL Average: $11,469,110,461
Total Number of Employees

21,510

FL Average: 458
Total Number of Accounts

1,477,661

FL Average: 33,415
Average Account Size

$438,393

FL Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Basil Barouki Work History

Basil has 10 years of experience.

2020 - Present (2 years)

Wells Fargo Clearing Services

2020 - Present (2 years)

Wells Fargo Bank

2013 - 2020 (7 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2013 - 2020 (7 years)

Bank Of America, N.A

2012 - 2013 (1 year)

Daiichi Sankyo, Inc

Disclosures

Basil Barouki has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Wells Fargo Clearing Services, LLC

Amanda Jezik
Tulsa, OK
Brandon Blanchard
Irvine, CA
Nichole Rabon
Miramar Beach, FL
Ashley Turner
Edmond, OK
Palani Lopez
Los Angeles, CA
Basil Barouki
Tarpon Springs, FL
Mary Gravelle
Charlotte, NC
Paulo Quintana
Boca Raton, FL

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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