Dennis
Rooney

Transamerica Retirement Advisors, LLC

CRD#6330718
Investment Advisor
in Charlotte, NC

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About this Advisor

Dennis Rooney is a financial advisor working in Charlotte, North Carolina with 4 years of relevant experience. Rooney currently works for Transamerica Retirement Advisors, LLC. Throughout their career, Rooney has worked at Appalachian State University, Subway, Moes Southwest Grille, Transamerica Retirement Solutions and Transamerica Investors Securities Corporation. Rooney maintains Series 65 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and can advise clients in North Carolina. Transamerica Retirement Advisors, LLC is a firm that has its headquarters in Saint Paul, MN. The investment advisory business has offices in 20 locations and a total of 311 people on staff. It manages $10 billion in assets across its 147,144 accounts, placing it among the largest investment advisory firms in the nation by assets under management. The advisory firm has a number of services, such as portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and educational seminars. Fees charged by financial advisors typically are based on which services the firm provides the client. Fees billed by Transamerica Retirement Advisors, LLC can include some blend of asset-based and fixed fees.

Certifications and Registrations

Series 65, Series 63

Years Registered*

4 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

Charlotte, NC

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Transamerica Retirement Advisors, LLC Brokerage Details

Total Assets Under Management

$10,354,682,076

NC Average: $5,289,111,388
Total Number of Employees

311

NC Average: 157
Total Number of Accounts

147,144

NC Average: 8,262
Average Account Size

$70,371

NC Average: $640,173

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Educational seminars/workshops

Dennis Rooney Work History

Dennis has been registered as a financial advisor for 4 years.*

2017 - Present (7 years)

Transamerica Retirement Solutions

2017 - Present (7 years)

Transamerica Investors Securities Corporation

2014 - 2014 (< 1 year)

Moes Southwest Grille

2014 - 2017 (3 years)

Transamerica Retirement Solutions

2014 - 2016 (2 years)

Transamerica Investors Securities Corporation

2013 - 2013 (< 1 year)

Subway

2009 - 2013 (4 years)

Appalachian State University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Dennis Rooney to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Transamerica Retirement Advisors, LLC

Nicolas Rhodes
Fairhope, AL
Lynn Parrott
Denver, CO
Brett Weston
Palm Coast, FL
Hali Terry
Granbury, TX
John Zimnik
Saint Petersburg, FL
Vincent Sullivan
Riverside, RI
Martha Reynoso
Tolleson, AZ
Jasmine Gregg
Lewisville, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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