Earl
Walter

Rbc Capital Markets, LLC

CRD#704077
Investment Advisor
in Orlando, FL
Are you Earl Walter? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Earl Walter is an advisor located in Orlando, Florida. Currently an investment advisor with Rbc Capital Markets, LLC, they have accrued a notable 40 years of professional experience in the financial advisory industry. Walter maintains Series 63 and Series 65 licenses, which designate the advisor as both a securities agent and an investment advisor representative. Walter can operate based out of Florida, Texas and Maryland. The advisor has gained experience at Rbc Capital Markets Corporation, Pizza Oven, Inc and Ferris, Baker Watts Inc. Rbc Capital Markets, LLC is headquartered in Orlando, Florida, and operates out of 254 additional locations across the United States. As a firm, Rbc Capital Markets, LLC oversees $106 billion in assets across 254,944 accounts and retains more than 7,115 people. The level of assets currently under the firm's management places it among the biggest investment advisory firms in the country. The firm manages 158,606 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 6% of the advisory firm's customers are high-net-worth individuals, meaning they have greater than $1 million in assets. Rbc Capital Markets, LLC can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

40 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Disclosures

Yes

Office Location

Orlando, FL

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Rbc Capital Markets, LLC Brokerage Details

Total Assets Under Management

$118,733,499,150

FL Average: $7,464,549,021
Total Number of Employees

7,576

FL Average: 88
Total Number of Accounts

293,129

FL Average: 3,892
Average Account Size

$405,055

FL Average: $1,917,921

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Earl Walter Work History

Earl has 40 years of experience.

2009 - Present (10 years)

Rbc Capital Markets Corporation

1979 - 2009 (30 years)

Ferris, Baker Watts Inc

1978 - Present (41 years)

Pizza Oven,Inc

Disclosures

Earl Walter has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started