Haley
Humphrey

Pruco Securities, LLC

CRD#4497036
Investment Advisor
in Jacksonville, FL

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About this Advisor

Haley Humphrey is a financial advisor based in Jacksonville, Florida with a total of 4 years of relevant experience. Humphrey is an employee of Pruco Securities, LLC. During their career, the advisor has held roles at Compass Bank, Bbva Securities Inc, Mml Investors Services, Bbva Wealth Solutions Inc, Vista Financial Advisors, Inc, Capital Financial Strategies, Minnesota Life Insurance Co, Securian Financial Services Inc, Pruco Securities, LLC and Prudential Insurance Company Of America. Humphrey maintains Series 63 and Series 66 licenses, which qualify them as a securities agent, and can work in Florida and Texas. Pruco Securities, LLC is a financial advisory business that has its headquarters in Newark, NJ. The firm has offices in 42 locations and a total of 2,500 employees. It controls $14 billion in assets across its 106,737 customer accounts, placing it among the biggest firms in the country by assets under management. Of its 106,737 accounts, just 1% belong to high-net-worth individuals who have more than $1 million in investable assets. Pruco Securities, LLC performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial management depend on which services the firm provides the client. However, fee types charged by Pruco Securities, LLC likely are comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

701 San Marco Blvd Suite 7100
Jacksonville, FL 32207

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Pruco Securities, LLC Brokerage Details

Total Assets Under Management

$14,029,321,422

FL Average: $10,121,009,343
Total Number of Employees

2,500

FL Average: 92
Total Number of Accounts

106,737

FL Average: 6,978
Average Account Size

$131,438

FL Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Haley Humphrey Work History

Haley has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Pruco Securities, LLC

2019 - Present (5 years)

Prudential Insurance Company Of America

2015 - 2018 (3 years)

Capital Financial Strategies

2015 - 2018 (3 years)

Minnesota Life Insurance Co

2015 - 2018 (3 years)

Securian Financial Services Inc

2014 - 2014 (< 1 year)

Bbva Wealth Solutions Inc

2014 - 2015 (1 year)

Vista Financial Advisors, Inc

2013 - 2014 (1 year)

Compass Bank

2013 - 2014 (1 year)

Bbva Securities Inc

2013 - 2013 (< 1 year)

Mml Investors Services

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Haley Humphrey to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prudential Financial Planning Services

Sanjiv Jaswal
White Plains, NY
Shaunjoy Sehanobish
Independence, OH
James Wright
Bellevue, WA
Douglas Ireland
Danville, IL
William Watson
Cockeysville, MD
Oksana Flaks
Brooklyn, NY
Kevin Shelton
San Jose, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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