James
Fitzpatrick

Pruco Securities, LLC

CRD#7070780
Investment Advisor
in Bonita Springs, FL

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About this Advisor

James Fitzpatrick is a financial advisor based in Bonita Springs, Florida with 3 years of relevant experience. Fitzpatrick is an employee of Pruco Securities, LLC. Their career trajectory has included roles at Transamerica Financial Advisors, Inc, World Financial Group, Inc, Firo Corporation Of Indiana Inc, Mainsource Bank, L & J Produce Of Florida, LLC (100% Owned By Firo Corp), Fresh Fruit & Gifts Of America, LLC, Pruco Securities LLC and The Prudential Insurance Company Of America. Fitzpatrick holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to serve investors in Florida. Pruco Securities, LLC is a registered investment business operating out of Newark, NJ. The investment advisory business has offices in 42 locations and a total of 2,500 people on staff. It controls $14 billion in total assets between its 106,737 accounts, placing it among the biggest firms in the United States by assets under management. Of its 106,737 customer accounts, just 1% are associated with high-net-worth individuals who have greater than $1 million in investable assets. Pruco Securities, LLC performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial advice depend on the services provided. Fee types billed by Pruco Securities, LLC can include some blend of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

8891 Brighton Lane Suite 105
Bonita Springs, FL 34135

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Pruco Securities, LLC Brokerage Details

Total Assets Under Management

$14,029,321,422

FL Average: $10,121,009,343
Total Number of Employees

2,500

FL Average: 92
Total Number of Accounts

106,737

FL Average: 6,978
Average Account Size

$131,438

FL Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

James Fitzpatrick Work History

James has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Pruco Securities LLC

2020 - Present (4 years)

The Prudential Insurance Company Of America

2019 - 2020 (1 year)

Transamerica Financial Advisors, Inc

2017 - 2020 (3 years)

World Financial Group, Inc

2014 - 2019 (5 years)

Firo Corporation Of Indiana Inc

2014 - 2019 (5 years)

L & J Produce Of Florida, LLC (100% Owned By Firo Corp)

2014 - 2019 (5 years)

Fresh Fruit & Gifts Of America, LLC

2012 - 2013 (1 year)

Mainsource Bank

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Fitzpatrick to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prudential Financial Planning Services

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Wakefield, MA
Daniel Linn
Cranbury, NJ
Douglas Ireland
Danville, IL
James Mashey
Sarver, PA
Larry Grubish
Saint Louis, MO
Jonathan Broeker
Belleville, IL
Oksana Flaks
Brooklyn, NY
Kevin Shelton
San Jose, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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