Joanne
Lucas

Oxford Financial Group, LTD

CRD#4873024
Investment Advisor
in Jupiter, FL

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About this Advisor

Joanne Lucas is a certified financial planner working out of Jupiter, Florida. Lucas works at Oxford Financial Group, LTD. Throughout their career, they have worked at Merrill Lynch, Pierce, Fenner & Smith Inc, Csw Group, First Republic Securities Company, LLC, First Republic Investment Management, Inc, Wells Fargo, Raymond James & Associates, Inc, Oxford Financial Group, LTD and Fidelity Brokerage Services LLC. Lucas holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can advise clients in Florida. Oxford Financial Group, LTD is a company headquartered in Carmel, IN. It has offices in six locations and a total of 159 financial advisors. It has $16 billion in total assets between its 5,947 customer accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm serves 22 charities and foundations. Of its 5,947 customer accounts, 76% belong to high-net-worth investors who have at least $1 million in assets available to invest. The company offers a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial management are based on which services the firm provides the client. Fees billed by Oxford Financial Group, LTD can include asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65, CERTIFIED FINANCIAL PLANNER™

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

Jupiter, FL

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Oxford Financial Group, LTD Brokerage Details

Total Assets Under Management

$15,587,908,593

FL Average: $1,347,246,178
Total Number of Employees

159

FL Average: 46
Total Number of Accounts

5,947

FL Average: 1,775
Average Account Size

$2,621,138

FL Average: $759,012

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers

Joanne Lucas Work History

Joanne has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Oxford Financial Group, LTD

2022 - 2022 (< 1 year)

Wells Fargo

2022 - 2022 (< 1 year)

Raymond James & Associates, Inc

2021 - 2021 (< 1 year)

First Republic Securities Company, LLC

2021 - 2021 (< 1 year)

First Republic Investment Management, Inc

2017 - 2021 (4 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2016 - 2017 (1 year)

Csw Group

2012 - 2016 (4 years)

Fidelity Brokerage Services LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Joanne Lucas to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Oxford Financial Group, LTD

Timothy Wittenbrook
Cincinnati, OH
Dustin Brown
Carmel, IN
Terilyn Schwartz
Carmel, IN
Hannah Cash
Carmel, IN
Catherine Farley
Carmel, IN
Nicholas Klein
Carmel, IN
Arthur Schlobohm
Minneapolis, MN
Daniel Ford
Carmel, IN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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