John
Coats

Union Capital Company

CRD#1059144
Investment Advisor
in Memphis, TN

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About this Advisor

John Coats is a financial advisor based in Memphis, Tennessee. Coats is currently employed by Union Capital Company. During their career, the advisor has held roles at Lpl Financial LLC, International Assets Investment Management, LLC, International Assets Advisory, LLC and Union Capital Company. Coats holds a Series 63 license, which qualifies them as a securities agent, and is able to work in Florida and Tennessee. Union Capital Company is an advisory company operating out of Tucson, AZ. It handles $140 million in assets under management across its 550 accounts, making it one of the mid-sized firms in the nation by assets under management. Of its 550 customer accounts, just 4% are held by high-net-worth investors who have greater than $1 million in assets. Union Capital Company performs a few services, such as portfolio management for individuals and small businesses and selection of other advisers. Fees charged by financial advisors largely vary depending on which services the firm provides the client. Fees charged by Union Capital Company may include some blend of asset-based and commission-based fees.

Certifications and Registrations

Series 63

Years Registered*

less than 1 year

Services Offered

Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Commissions

Office Location

Memphis, TN

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Union Capital Company Brokerage Details

Total Assets Under Management

$140,000,000

TN Average: $1,555,372,352
Total Number of Employees

27

TN Average: 37
Total Number of Accounts

550

TN Average: 1,370
Average Account Size

$254,545

TN Average: $1,135,308

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

John Coats Work History

John has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Union Capital Company

2021 - 2023 (2 years)

International Assets Investment Management, LLC

2021 - 2023 (2 years)

International Assets Advisory, LLC

1988 - 2020 (32 years)

Lpl Financial LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of John Coats to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Union Capital Company

Kevin Mcbarron
Carlsbad, CA
Max Safdie
Mill Valley, CA
Edward Carpenter
Tucson, AZ
Charles Cumber
Albuquerque, NM
Randyl Taber
Van Meter, IA
Steven Hill
Leander, TX
Noemi Ortega
Tucson, AZ
Joe Garza
Tucson, AZ

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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