Laura
Dunne-Wamsley

Royal Alliance Associates, Inc

CRD#2434283
Investment Advisor
in Tampa, FL

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About this Advisor

Laura Dunne-Wamsley is a financial advisor working in Tampa, Florida with 1 year of industry experience. Dunne-Wamsley is on the advisory team at Royal Alliance Associates, Inc. During their career, the advisor has held roles at Kms Financial Services, Inc, Transamerica Financial Advisors, Inc, Securities America, Inc, Arbor Point Advisors and Royal Alliance Associates, Inc. Dunne-Wamsley holds Series 66 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can work in Florida. Royal Alliance Associates, Inc is a registered investment company headquartered in Jersey City, NJ. It has offices in 1,009 locations and a total of 3,704 advisors. It controls $30 billion in total assets between its 149,233 client accounts, placing it among the biggest firms in the United States by assets under management. The firm serves 191 charities and foundations. Of its 149,233 customer accounts, just 11% are associated with high-net-worth investors who have at least $1 million in investable assets. The company offers a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees largely are based on which services are offered. However, fees charged by Royal Alliance Associates, Inc can consist of some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, Series 65

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1511 N. Westshore Blvd. Suite 1100
Tampa, FL 33607

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

FL Average: $10,121,009,343
Total Number of Employees

3,704

FL Average: 92
Total Number of Accounts

149,233

FL Average: 6,978
Average Account Size

$197,920

FL Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Laura Dunne-Wamsley Work History

Laura has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Royal Alliance Associates, Inc

2020 - Present (4 years)

Arbor Point Advisors

2020 - 2022 (2 years)

Securities America, Inc

2015 - 2020 (5 years)

Kms Financial Services, Inc

2013 - 2015 (2 years)

Transamerica Financial Advisors, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Laura Dunne-Wamsley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Stephen Carter
Grandville, MI
Austen Harvey
Jersey City, NJ
Samuel Clark
South Jordan, UT
David Whitfield
Mishawaka, IN
Trisha Qualy
St Louis Park, MN
Amanda Johnson
Spokane, WA
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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