Rebecca
Mora

Stifel, Nicolaus & Company, Inc

CRD#862114
Investment Advisor
in Palm Beach, FL

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About this Advisor

Rebecca Mora is a financial advisor who works out of Palm Beach, Florida with 8 years of relevant experience. Mora is currently employed by Stifel, Nicolaus & Company, Inc. Their career trajectory has included roles at Morgan Stanley Smith Barney, Barclays Capital Inc and Stifel, Nicolaus & Company, Inc. Mora has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in Florida and Texas. Stifel, Nicolaus & Company, Inc is a financial advisory firm headquartered in Saint Louis, MO. The firm has offices in 459 locations and a total of 6,729 financial advisors. It manages $133 billion in total assets between its 334,814 customer accounts, placing it among the biggest investment advisory firms in the nation by assets under management. The firm provides services to 1,312 charities and foundations. Of its 334,814 client accounts, 24% belong to high-net-worth clients who have at least $1 million in assets. Stifel, Nicolaus & Company, Inc has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial advisory fees usually are based on the type of services offered. Fee types billed by Stifel, Nicolaus & Company, Inc most likely include any blend of asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

8 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions

Office Location

440 Royal Palm Way
Palm Beach, FL 33480

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management

$132,550,931,898

FL Average: $11,469,110,461
Total Number of Employees

6,729

FL Average: 458
Total Number of Accounts

334,814

FL Average: 33,415
Average Account Size

$395,894

FL Average: $343,232

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Rebecca Mora Work History

Rebecca has been registered as a financial advisor for 8 years.*

2015 - Present (9 years)

Stifel, Nicolaus & Company, Inc

2013 - Present (11 years)

Barclays Capital Inc

2009 - 2013 (4 years)

Morgan Stanley Smith Barney

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Rebecca Mora to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
Zachary Hope
Frisco, TX
Richard Borish
Palm Desert, CA
Ryan Holzwarth
Flint, MI
Margaret Mcmanis
Palm Beach Gardens, FL
Peter Birdwell
San Francisco, CA
William Oehmig
Chattanooga, TN
Jesse Wright
Sioux Falls, SD

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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