Richard
Law

Regal Investment Advisors LLC

CRD#7167713
Investment Advisor
in Grand Rapids, MI

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About this Advisor

Richard Law is a financial advisor based in Grand Rapids, Michigan with a total of 4 years of relevant experience. Law is an employee of Regal Investment Advisors LLC. Their career trajectory has included roles at Regal Investment Advisors, LLC, American Senior Benefits and Bankers Life + Causality. Law holds a Series 65 license, certifying them as an investment advisor representative, and is able to operate in Florida. Regal Investment Advisors LLC is a business operating out of Grand Rapids, MI. It has offices in 75 locations and a total of 112 people on staff. It administers $2 billion in assets among its 11,768 customer accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm serves five charities and foundations. Of its 11,768 customer accounts, just 5% are associated with high-net-worth clients who have at least $1 million in assets available to invest. Regal Investment Advisors LLC has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules typically are based on which services are offered. Fee types charged by Regal Investment Advisors LLC likely include some blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 65

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

2687 44Th Street Se
Grand Rapids, MI 49512

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Regal Investment Advisors LLC Brokerage Details

Total Assets Under Management

$2,042,753,790

MI Average: $943,424,332
Total Number of Employees

112

MI Average: 21
Total Number of Accounts

11,768

MI Average: 1,586
Average Account Size

$173,585

MI Average: $594,845

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Richard Law Work History

Richard has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Regal Investment Advisors, LLC

2014 - Present (10 years)

American Senior Benefits

2010 - 2014 (4 years)

Bankers Life + Causality

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Law to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Regal Investment Advisors LLC

Marina Peacock
Grand Rapids, MI
Daniel Ruble
Grand Rapids, MI
Matthew Schiller
Independence, OH
Jon Erickson
Bellevue, WA
Todd Reno
Grand Rapids, MI
Robert Palma
Grand Rapids, MI
Anthony Burek
Monroe, MI
Benjamin Westin
Grand Rapids, MI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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